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U.S. Anti-Doping Agency (USADA)

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Athlete Responsibilities and Failures to Comply with Sample Collection

Young asian female athlete with mother talking to a doping control officer at a table.Athletes play a critical role in the anti-doping process by taking steps and following rules that uphold clean sport, from checking medications on Global DRO, to filing Whereabouts, to complying with sample collection procedures.  

Not taking these responsibilities seriously may lead to obvious anti-doping rule violations, such as a positive test or Whereabouts Failure, but it’s important for athletes to remember that failing to comply with sample collection procedures can also lead to violations with just as serious consequences.

Here’s what athletes and their support personnel need to know about their responsibilities during sample collection, what behaviors may be considered failures to comply, and the consequences for such violations.

Athlete Responsibilities During Sample Collection

While athletes have many rights during the sample collection process, they also have responsibilities under the International Standard for Testing and Investigations (ISTI). During sample collection, athletes are RESPONSIBLE for:

  • Complying with the sample collection procedures and instructions from ALL sample collection personnel
  • Reporting immediately to the doping control station unless there are approved reasons for delay
  • Presenting government issued photo identification at the time of notification
  • Staying in direct observation of the DCO or notifying chaperone from the time of notification until the sample collection session is complete
  • Young white male pouring urine into a sample collection cup in view of doping control officer.Keeping the collection vessel in their possession and in view of the DCO at all times
  • Having control of the sample until it is sealed in the sample collection bottles (the DCO may assist upon request)
  • Ensuring the sample code number is correctly documented on the sample collection documentation
  • Completing and signing all appropriate sample collection documentation

It’s especially important for athletes to remember that under the World Anti-Doping Code (the Code), they may be required to provide a sample at any time and at any place. It is an athlete’s responsibility to be available for testing and comply with the relevant rules.  

If athletes have concerns or experience difficulty complying with these responsibilities during a sample collection session, they should ask to speak with a USADA staff member immediately.

Failures to Comply with Sample Collection

The Code defines several violations that may result if athletes fail to uphold their responsibilities and comply with sample collection protocols. Under the Code, USADA is obligated to investigate every report of athlete non-compliance from a Doping Control Officer (DCO).

Under section 2.3 of the Code, it is an anti-doping rule violation to evade, refuse, or fail to submit to sample collection after the athlete is notified that they have been selected for testing.

Examples of these violations include:

  1. Refusing a test because it doesn’t fall within the athlete’s designated 60-minute window, or because it is earlier or later in the day than the athlete would prefer. Athletes may be tested at any time and location, even if it’s outside of their preferred 60-minute window.
  2. Failing to provide a sample and leaving the sight of a DCO/chaperone due to another commitment, such as practice, work, or school. If reasonable, the DCO should accompany the athlete until they are available to provide a sample.
  3. Evading sample collection personnel by making it hard for them to notify the athlete and/or keep the athlete in view.

Under section 2.5 of the Code, it is a violation to tamper or attempt to tamper with any part of the doping control process.

Examples of tampering violations, which are separate from prohibited methods, include:

  1. Intentionally interfering with a DCO or doping control protocol, such as discarding a partial sample, refusing to complete paperwork, and/or manipulating the process/paperwork.
  2. Providing fraudulent receipts, medical statements, or other documents to an anti-doping organization
  3. Intimidating a potential witness who has information that’s critical to a USADA investigation

It is also unacceptable for athletes to verbally abuse, threaten, or otherwise mistreat a DCO. USADA will report this behavior to the athlete’s National Governing Body to address under its disciplinary rules.  

These rules and consequences may apply to athlete support personnel (i.e., coach, parent, agent, etc.). Interfering with the doping control process and/or encouraging the athlete to evade, refuse, and fail to comply with any part of the process could put the athlete’s future in jeopardy and result in an anti-doping rule violation for support personnel and the athlete.    

Consequences for Failures to Comply

Failure to comply with the doping control process may subject athletes to a four-year suspension and other consequences, including but not limited to, loss of competitive results, access to facilities and funding, and a public announcement of the violation.

An athlete’s period of ineligibility for a failure to comply may be reduced based on the circumstances of the matter.

Options for Athletes

If an athlete has concerns during a testing session, there are a few things they can do to feel more comfortable about complying with the test:

More questions?

For questions about testing, contact USADA’s Athlete Services Team at athleteexpress@USADA.org or call (719) 785-2000.

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